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Siebert Financial Corp
120 Wall Street, 25Th Floor
Phone: (212) 644-2400p:212 644-2400 NEW YORK, NY  10005  United States Ticker: SIEBSIEB

Business Summary
Siebert Financial Corp. is a diversified financial services company. The Company provides a full range of brokerage and financial advisory services, including securities brokerage, investment advisory and insurance offerings, securities lending, and corporate stock plan administration solutions. The Company’s business lines include retail brokerage, investment advisory, insurance, and technology development, which operate through its wholly owned and majority owned subsidiaries. The Company operates through its subsidiaries Muriel Siebert & Co., Inc. (MSCO), Siebert AdvisorNXT, Inc. (SNXT), Park Wilshire Companies, Inc. (PW), RISE Financial Services, LLC (RISE), Siebert Technologies, LLC (STCH) and StockCross Digital Solutions, Ltd (STXD). MSCO provides retail brokerage services. SNXT provides investment advisory services. PW provides insurance services. STCH provides technology development. RISE is a broker-dealing company.
(Source: 10-K)

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
9/30/202312/31/2022YesYes---

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
Chairman of the Board, Chief Executive Officer John J.Gebbia 85 5/24/2023 6/1/2020
Chief Financial Officer, Chief Operating Officer, Executive Vice President, Secretary, Director Andrew H.Reich 68 12/16/2016 12/16/2016
Director Gloria E.Gebbia 81 12/16/2016 12/16/2016
4 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Weeden Prime Services, LLC 17 State Street New York NY United States

Business Names
Business Name
Muriel Siebert & Co., Inc.
Park Wilshire Companies, Inc.
RISE Financial Services, LLC
4 additional Business Names available in full report.

General Information
Number of Employees: 117 (As of 3/20/2023)
Outstanding Shares: 39,580,936 (As of 9/30/2023)
Shareholders: 4,304
Stock Exchange: NASD
Federal Tax Id: 111796714


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Thursday, March 28, 2024