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Helm Capital Group, Inc.
SCOTT ALTMAN,
PO Box 27475
Phone: (914) 924-0365p:914 924-0365 TAMPA, FL  33623  United States Ticker: HCGIHCGI
This company is no longer actively traded on any major stock exchange.
Business Summary
Helm Capital Group, Inc., through a wholly owned subsidiary, Mezzanine Financial Corp, (Mezzanine), provides financial assistance to affiliated and unaffiliated companies through loan participations. Helm also maintains investments in affiliated entities. The Company holds a 15% interest in InterSystems, Inc. (together with its wholly owned subsidiary, ISI). ISI provides custom resin compounding services for thermoplastic resin producers through a wholly owned subsidiary, Chemtrusion, Inc. Mezzanine Financial Corp. (Mezzanine) was organized in 1997 as a wholly owned subsidiary of the Company to provide capital in high yield "mezzanine" debt situations to small and mid-market companies and to provide asset-based lending directly to or in participation with other commercial lenders to such sector.
(Source: 10KSB40)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/200012/31/1999YesYes---

Industries
SIC Code Description
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, President and Chief Executive Officer Herbert M.Pearlman 68 6/1/1984 1/1/1980
Executive Vice President, Finance Daniel T.Murphy 65 4/1/1992 5/1/1984
Secretary, Treasurer and Director David S.Lawi 66 1/1/1992 1/1/1980
3 additional Officers and Directors records available in full report.

General Information
Number of Employees: 6 (As of 12/31/1999)
Outstanding Shares: 3,773,000 (As of 9/30/2000)
Shareholders: 1,900
Stock Exchange: OTC
Federal Tax Id: 590786066
Fax Number: (203) 629-1400


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Friday, July 21, 2023