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SWK Holdings Corp
5956 Sherry Lane, Suite 650
Phone: (214) 217-7253p:214 217-7253 DALLAS, TX  75225  United States Ticker: SWKHSWKH

Business Summary
SWK Holdings Corporation is engaged in specialty finance and asset management business. The Company’s segments include Finance Receivables and Pharmaceutical Development. Finance Receivables segment is a healthcare capital provider, which offers customized financing solutions to a range of life science companies, institutions, and inventors. This segment is primarily focused on monetizing cash flow streams derived from commercial-stage products and related intellectual property through royalty purchases and financings, as well as through the creation of synthetic revenue interests in commercialized products. Its Pharmaceutical Development segment operates through its subsidiary Enteris BioPharma, Inc. (Enteris). Enteris is a clinical development and manufacturing organization providing development services to pharmaceutical partners as well as innovative formulation solutions built around its oral drug delivery technologies, the Peptelligence platform.

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
12/31/202312/31/2023YesYes---

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
Independent Chairman of the Board Laurie L.Dotter 62 1/1/2023 2/9/2022
President, Chief Executive Officer, Interim Chief Financial and Accounting officer Joe D.Staggs 42 2/13/2024 9/1/2022
Director MarcusPennington 36 5/17/2021 5/17/2021
Independent Director Jerry G.Albright 64 3/15/2023 3/15/2023
Independent Director Robert K.Hatcher 60 2/15/2022 2/15/2022

Subsidiaries
Business Name Address City State/Province Country
Enteris BioPharma, Inc. 83 Fulton Street Boonton NJ United States

Business Names
Business Name
Enteris BioPharma, Inc.
KANA Software, Inc.
SWK Advisors LLC
5 additional Business Names available in full report.

General Information
Number of Employees: 23 (As of 12/31/2023)
Outstanding Shares: 12,497,109 (As of 3/14/2024)
Shareholders: 88
Stock Exchange: NASD
Federal Tax Id: 770435679
Fax Number: (972) 687-7255
Email Address: info@kana.com


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Tuesday, April 23, 2024