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Dividend and Income Fund
2255 Buffalo Road
Phone: (212) 785-0900p:212 785-0900 ROCHESTER, NY  14624  United States Ticker: DNIFDNIF
Business Summary
Dividend and Income Fund (the Fund) is a diversified, closed-end management investment company. The Fund's primary investment objective is to seek high current income and capital appreciation is its secondary objective. The Fund may invest in shares of other investment companies, such as closed end funds, exchange-traded funds, and mutual funds. The Fund invests at least 50% of its total assets in income-generating equity securities. These securities may include dividend paying common stocks, convertible securities, preferred stocks, securities of registered investment companies, exchange-traded funds organized as investment companies, or otherwise, real estate investment trusts, depositary receipts, and other equity-related securities. The Fund has investments in sectors, such as consumer cyclical, financial services, industrials, technology, basic materials, consumer defensive, communication services, healthcare and energy. The Fund's investment manager is Bexil Advisers LLC.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
---Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
11/30/2010-YesYes--Yes

Industries
SIC Code Description
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, President, Chief Executive Officer, and Chief Legal Officer Thomas B.Winmill 63 1/1/2017 1/1/2011
Chief Financial Officer, Chief Accounting Officer, Vice President, Treasurer ThomasO'malley 63 1/1/2017 1/1/2011
Chief Compliance Officer, General Counsel, Secretary Russell L.Kamerman 39 1/1/2017 1/1/2014
7 additional Officers and Directors records available in full report.

Business Names
Business Name
CWF
DNI
DNIF

General Information
Outstanding Shares: 12,667,088 (As of 6/30/2022)
Stock Exchange: OTC
Federal Tax Id: 510382212
Fax Number: (917) 746-4802


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Tuesday, August 29, 2023