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Broadridge Financial Solutions Inc
5 Dakota Drive
Phone: (516) 472-5400p:516 472-5400 LAKE SUCCESS, NY  11042  United States Ticker: BRBR
Business Summary
Broadridge Financial Solutions, Inc. is a financial technology company. It provides investor communications and technology-driven solutions to banks, broker-dealers, asset and wealth managers, public companies, investors and mutual funds. Its segments include Investor Communication Solutions (ICS) and Global Technology and Operations (GTO). ICS segment provides Regulatory Solutions, Data-Driven Fund Solutions, Corporate Issuer Solutions, and Customer Communications Solutions. ICS business involves the processing and distribution of proxy materials to investors in equity securities and mutual funds, and the facilitation of related vote processing. Its GTO business provides solutions that automate the front-to-back transaction lifecycle of equity, mutual fund, fixed income, foreign exchange and exchange-traded derivatives, from order capture and execution through trade confirmation, margin, cash management, clearing and settlement, reference data management, reconciliations and others.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-YesYesYes-

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/20236/30/2023YesYes-YesYes

Industries
SIC Code Description
6199 Finance services
7374 Computer processing and data preparation and processing services
7372 Prepackaged software
7375 Information retrieval services
7291 Tax return preparation services
6099 Functions related to depository banking, not elsewhere classified
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Executive Chairman of the Board Richard J.Daly 62 1/2/2019 1/1/2007
President Christopher J.Perry 61 3/2/2020 9/1/2014
Chief Executive Officer, Director Timothy C.Gokey 62 3/2/2020 4/5/2010
12 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Rockall Technologies Limited Block 1, West Pier Business Campus Dublin Ireland
Itiviti Group AB Kungsgatan 36, 5th floor Stockholm Sweden
Itiviti Group Holding AB Kungsgatan 36, 5th floor Stockholm Sweden
17 additional Subsidiary records available in full report.

Business Names
Business Name
605 Studios, LLC
Access Data Corp.
ActivePath Solutions Ltd.
78 additional Business Names available in full report.

General Information
Number of Employees: 14,700 (As of 6/30/2023)
Outstanding Shares: 117,772,219 (As of 1/29/2024)
Shareholders: 8,880
Stock Exchange: NYSE
Federal Tax Id: 331151291
Fax Number: (302) 636-5454


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Friday, April 19, 2024